David Capps

Partner

David is a partner in our London office specialising in financial regulatory and banking matters including regulatory investigations and enforcement matters, internal investigations, financial regulatory compliance and advice and representation in relation to complex financial disputes.

His experience extends to investment banking product and trading disputes and IBD and research matters. He also has experience in dealing with matters involving alleged fraud, insider dealing and market abuse, complex jurisdictional disputes and injunction issues.

He also has extensive experience advising and representing clients in relation to financial regulatory enforcement matters and allied investigations, including interactions with various regulators. He is a recognised expert in relation to UK and EU financial services regulation. David is frequently engaged to carry out or advise upon internal (including whistle-blowing) investigations.

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